> For the complete documentation index, see [llms.txt](https://t-blocks.gitbook.io/t-blocks-documentation/llms.txt). Markdown versions of documentation pages are available by appending `.md` to page URLs; this page is available as [Markdown](https://t-blocks.gitbook.io/t-blocks-documentation/service-providers-and-trust/legal-and-compliance.md).

# Legal & Compliance

#### Woud Law Firm

| **Attribute** | **Detail**                                                  |
| ------------- | ----------------------------------------------------------- |
| Name          | Woud Law Firm                                               |
| Role          | Corporate legal, Management Company governance, RCS filings |
| Jurisdiction  | Luxembourg                                                  |

Woud Law (Société d'Avocat, List V — Barreau de Luxembourg, 2 Place de Paris, L-2314 Luxembourg) serves as T-Blocks' primary legal and structuring counsel across both the corporate and capital markets dimensions of the platform.

Woud Law's mandate spans the full lifecycle of the structure and each issuance, including:

* Legal structuring memoranda covering regulatory, structuring, and transactional considerations for each new SubFund and instrument type
* Constitutional documents for the Management Company: articles of incorporation, shareholder register, director appointment documentation, beneficial ownership declarations, and first corporate resolutions
* Fund documentation: Management Regulations and Specific Management Regulations for each SubFund
* Note and instrument documentation: private placement memoranda, issue terms and conditions, debt and equity-linked note terms, subscription agreements, and non-disclosure agreements
* Banking and paying agent infrastructure: paying agent documentation, ISIN registration coordination, Bloomberg ticker applications, and negotiation of banking service terms
* Compartment creation: establishment of investment terms per SubFund and structuring of each compartment's legal architecture
* Financial collateral arrangements: share pledge agreements, receivables pledge agreements, account pledge agreements, and appointment of bondholder representatives for security-taking purposes
* Review of cross-border investment documents: review of documents executed by Luxembourg entities in connection with assets held in other jurisdictions, including apostille and notarisation where required
* DAC 6 compliance: identification and notification of reportable cross-border arrangements in accordance with the Luxembourg law of 25 March 2020 implementing Council Directive (EU) 2018/822
* Ongoing corporate advisory: regulatory compliance guidance, MiFID II distribution considerations, Market Abuse Regulation, and reverse solicitation frameworks

**Why this matters for investors.** \
Legal structuring and compliance are handled by independent counsel operating under the rules of the Barreau de Luxembourg — not by the Management Company's internal team. This ensures that each issuance is structured with independent legal oversight, that security and collateral arrangements are properly documented, and that regulatory compliance advice is provided by a party with no economic interest in the outcome of any individual issuance.